Financial and Regulatory Compliance

We can meet your Financial and Regulatory Compliance requirements including:

• Compliance Gap Analysis: Updating/Revising/Overhaul.

• Regulatory Horizon Scanning: Global Regulatory Changes

• Specific Regulatory Guidance: MiFID2/EMIR, MIFIR

• Risk Exposure Analysis: KYC/AML

• Ongoing Compliance & Review

• Regulatory and Compliance Planning

• Authorisation applications for new businesses

• Passporting applications for licensed activities

• FCA authorisation applications for VOP

GDPR Compliance

We provide full GDPR Compliance Support including:

• GDPR Policies & Procedures

• DSAR Requests

• GDPR Gap Analysis and GDPR Implementation with DPIA (Data Protection Impact Analysis)

• Review of Website Content: Data Protection Policy/Privacy Notices/Cookie Policies

• ICO Compliance Policy Development

• DPA Breach Notification Facilitation and Damage Control

We provide Employment Assistance including:

• Employment Contracts/Consultancy Agreements/Contractor Agreements

• Disputes at Workplace, Internal Grievance Procedures, Complaints Handling

• Responses to DSAR Requests

• Drafting Employment policies and attestations for employees

• GDPR Compliance and Obligations towards Employees’ Personal and Sensitive data

• Employee complaints to ACAS – ET

• Production and Negotiation of Settlements, COT-3, NDAs, Non-Competes

• Contractual Mediation Services

We also provide Corporate Support including:

• National and International Business Formation: Corporate/Partnership, LLP, Verein etc.

• Business Form Conversion and Migration Nationally and Internationally

• SPVs: Cayman Islands, Jersey, Guernsey, Seychelles, BVI, Mauritius, Luxembourg. Netherlands, RAK and Ireland

• Establishment of Funds – Fund Formation UK and EU – Certain Jurisdictions

• Pre-Formation Tax Structuring

• Charity/CIO other Charitable Organisation Formation

• Formation for Implementing Ancillary/CSR Objectives etc. Niche Formations

• Competition and CMA compliance and Policy and Strategy Development

• Initiation of Private Prosecutions: Financial Fraud and other Corporate/Financial Markets Crime

• Full suite of IP Registrations and IP Policy and Strategy Development

To help you grow your business.